On July 10, 2013, the SEC adopted and proposed various rules to implement the JOBS Act enacted last year. Click here to read an article that highlights a recent Practising Law Institute panel titled “JOBS Act: SEC’s New Regime for Private Placements” in which SRZ investment management partner Paul N. Roth, as part of
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The SEC’s JOBS Act Rulemaking: What It Means for Private Fund Managers
Posted in JOBS Act, SEC Regulation
The U.S. Securities and Exchange Commission took three significant actions on July 10, 2013:
Final Rules
1. The SEC approved final rules implementing the Congressional mandate under the Jumpstart Our Business Startups Act (the “JOBS Act”) to lift the ban on general solicitation and advertising in private securities offerings made in reliance on Rule 506…