News, insight and market knowledge on regulatory and compliance issues from Schulte Roth & Zabel
Hedge fund managers are thinking about succession planning earlier on than they used to, and they want to have clear plans in place as part of the drive to become more institutionally palatable — and sometimes to help facilitate strategic deals.
Click here to read this article, in which The Hedge Fund Journal talks to…
Hedge fund managers are thinking about succession planning earlier on than they used to, and they want to have clear plans in place as part of the drive to become more institutionally palatable — and sometimes to help facilitate strategic deals.
Click here to read this article, in which The Hedge Fund Journal talks to…
A variety of hedge fund strategies invite investors to participate in co-investments, which are becoming popular partly by default because side pockets are less acceptable.
Click here to read this article, in which The Hedge Fund Journal talks to SRZ partners Stephanie R. Breslow, David J. Efron, Steven J. Fredman, Daniel F.
Information security is not only a good idea — it is also a legal obligation. Federal and state laws impose obligations on businesses, including investment advisers, to keep their data secure. Most of these laws focus on requiring businesses to take reasonable security measures. While it may take regulators and courts years to clearly define…
A new Form D is now effective and must be utilized by private fund managers in making future filings and amendments. Changes to this form were needed as a result of recent changes to the Regulation D private placement safe harbor, including (1) a new set of procedures for issuers to follow in conducting certain…
On July 19, 2012, the staff of the Division of Investment Management of the U.S. Securities and Exchange Commission (the “Staff”) updated its Form PF Frequently Asked Questions (the “FAQs”) to include significant new interpretive guidance on Form PF. The FAQs are available on the SEC’s website at http://www.sec.gov/divisions/investment/pfrd/pfrdfaq.shtml.
The FAQs address a number…
